Fred Reish - Profile and Journalist Details
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Fred Reish
Verified
Contributor, The National Law Review
Los Angeles
Beats
SOCIAL-ECONOMIC EMPOWERMENT AND FEATURES MATERNAL HEALTH CAREFINANCE BUSINESS
Anything disparaging to Dr. Pepper
Content
By Joan M. Neri, Fred Reish| JD Supra@ FINRA’s continued focus on account recommendations and rollovers is evident in its 2025 FINRA Annual Regulatory Oversight Report (the Report), Based on the Report, broker-dealers and their registered representatives (advisors) should ensure that account transfers and rollover recommendations are evaluated based on all relevant factors, that the recommendation aligns with the investor’s financial circumstances and investment objectives, and that the investor receives adequate disclosures.
By Fred Reish| JD Supra@ FINRA’s 2025 Annual Regulatory Oversight Report 2025-annual-regulatory-oversight-report.pdf included a focus on issues related to retirees and senior investors. The Report provides guidance to broker-dealers about the priorities of FINRA in its regulation, supervision and enforcement programs for broker-dealers. In other words, it is one of FINRA’s ways of telling the regulated community that it should be paying particular attention to certain issues.
By Joan M. Neri, Fred Reish| JD Supra@ FINRA’s continued focus on account recommendations and rollovers is evident in its 2025 FINRA Annual Regulatory Oversight Report (the Report), Based on the Report, broker-dealers and their registered representatives (advisors) should ensure that account transfers and rollover recommendations are evaluated based on all relevant factors, that the recommendation aligns with the investor’s financial circumstances and investment objectives, and that the investor receives adequate disclosures.
Company Info
The National Law Review
The National Law Review is a legal publication that has been providing insights since 1888. Originally a print journal in Philadelphia, it has transitioned to an online platform that combines its historical roots with modern digital accessibility. The publication focuses on delivering free, vetted legal news and analysis, making it a valuable resource for legal professionals. The National Law Review publishes articles written by practicing attorneys and legal experts, covering topics such as litigation, regulatory updates, and emerging legal trends. It also serves as a thought leadership platform, allowing attorneys to showcase their expertise. The publication features a research database that integrates historical legal content with a modern searchable format, catering to both in-house attorneys and the public. Additionally, it is recognized as a media reference source, frequently cited by mainstream outlets for insights on U.S. legal developments. The platform is designed to be accessible to a wide audience, including in-house counsel, law firms, business professionals, and law students.
Washington, D.C., United States, United States
+1 708-357-3317
Founded: 2009