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Robert Sawyer

Robert Sawyer

Verified

Publisher and Editor-in-Chief, Architectural Business Magazine

Final Covers

San Francisco Bay Area

Doesn’t Cover

Science stories

Journalist Type

Industries

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Content

Total articles 36

  • SEC Short Sale Disclosure Rules & Upcoming Compliance Date

    By Robert Sawyer, Jeffrey Collins Verified, Julia Dash| Mondaq@ Key Takeaways:The SEC adopted Rule 13f-2 and the corresponding Form SHO thatrequires institutional investment managers("Managers") to report certain short position andshort activity data for equity securities on a month-to-month basisif certain thresholds are met. The compliance date for Rule 13f-2 and the related Form SHO isJanuary 2, 2025. On October 13, 2023, the SEC adopted Rule 13f-2 and related FormSHO pursuant to the Securities Exchange Act of 1934 (the"Exchange Act").

    By Robert Sawyer, Jeffrey Collins Verified, Julia Dash · Mondaq

    Oct. 23, 2024

  • Treasury Subjects Investment Advisers To Anti-Money Laundering Requirements

    By Adam Safwat, Aleksis Fernandez Caballero, Robert Sawyer| Mondaq@ On August 28, 2024, the U.S. Department of the Treasury's Financial Crimes Enforcement Network ("FinCEN") issued its final rule requiring certain investment advisers to implement anti-money laundering ("AML") compliance procedures, one of the more significant recent AML regulatory developments.1 FinCEN's final rule ("the new FinCEN Rule") will require some registered investment advisers ("RIAs") as well as exempt reporting advisers ("ERAs") to develop procedures that satisfy the requirements...

    By Adam Safwat, Aleksis Fernandez Caballero, Robert Sawyer · Mondaq

    Sep. 11, 2024

  • SEC Short Sale Disclosure Rules & Upcoming Compliance Date

    By Robert Sawyer, Jeffrey Collins Verified, Julia Dash| Mondaq@ Key Takeaways:The SEC adopted Rule 13f-2 and the corresponding Form SHO thatrequires institutional investment managers("Managers") to report certain short position andshort activity data for equity securities on a month-to-month basisif certain thresholds are met. The compliance date for Rule 13f-2 and the related Form SHO isJanuary 2, 2025. On October 13, 2023, the SEC adopted Rule 13f-2 and related FormSHO pursuant to the Securities Exchange Act of 1934 (the"Exchange Act").

    By Robert Sawyer, Jeffrey Collins Verified, Julia Dash · Mondaq

    Oct. 23, 2024

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Architectural Business Magazine